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Anti-dilution

29 Jun 20262 min read

Anti-dilution is a contractual protection in venture investment agreements that adjusts a preferred investor's conversion price downward if the company subsequently raises capital at a lower per-share price (a down round). This preserves — or even increases — the investor's ownership percentage relative to what they would have held after the down round.

Two main types

Full ratchet: The conversion price is reset to the down-round price in full — the most aggressive form, heavily favours the investor at the expense of founders and ordinary holders.

Weighted-average: The conversion price adjusts proportionally to the new shares issued and their price — a more balanced protection widely used in practice.

Why it matters for unlisted shares

Anti-dilution protections sit in CCPS or convertible instrument terms. If a company you hold ordinary shares in does a down round, anti-dilution provisions for preferred investors mean they effectively receive more ordinary shares upon conversion — diluting you further beyond the down round itself.

In a severe down round, full-ratchet anti-dilution can leave ordinary-share holders with a fraction of what they expected.

Example: A Series A investor held CCPS with weighted-average anti-dilution. After a down round halved the valuation, their conversion ratio adjusted to give them 15% more shares on conversion — further diluting ordinary holders.

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Anti-dilution Meaning — Anti-dilution Protection in VC | Polemarch